The Investment Advisor is looking for good people looking to associate with an Investment Advisory Firm that offers you the tools and resources to grow your Investment Advisory Business. We believe in a Knowledge and Information based approach which is focused on Client Needs and Goals, where the recommendations that are provided supports doing business with The Investment Advisor.

Become an Investment Advisor with The Investment Advisor.

You must have at the least 2 years prior experience in the Investment Business which includes:

  • Having Held the Series 7, 65, or 66 and 63 Licenses.
  • Be currently series 65 Licensed or the Willingness and Ability to Obtain This License.
  • Past Experience providing Portfolio Management and Financial Planning Services.
  • Experience Consulting with and Creating Defined Contribution Retirement Plans.
  • Business Development Experience.
  • Existing book of business preferred but not required.

This is a Performance Based Position with payouts up to 80% of the fee based revenue generated through client acquisition.

This is a Home Based Position

Become a Business Partner of The Investment Advisor.

The Business Partner Program of The Investment Advisor is also known as a Solicitor Program in the securities business. You will be responsible for generating client referrals to The Investment Advisor of potential Clients who have a need for Professional Portfolio Management. You will be responsible for marketing and referring the services of The Investment Advisor.

You must be a Licensed Investment Advisor with a Series 65 License to participate in this program. If you do not have such a license The Investment Advisor will help you become registered with the Series 65 Investment Advisory License.

Prior experience in the Investment Business is helpful with this opportunity.

The Investment Advisor compensates Business Partners by offering 33% of the revenues generated by referrals who become Investment Advisory Clients for a long as the referral remains a client of The Investment Advisor.

If you are interested in exploring The Investment Advisor Business Partner Program further please contact:

Louis Wolkenstein
Managing Principal
The Investment Advisor
P.O. Box 3177
West Pittston, Pennsylvania 18643